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Part 3 - Safer Recruitment and Safer Working Practice

S. 175 Audit - Descriptors

Part 3 - Safer Recruitment and Safer Working Practice

Safer Recruitment

Ref 3.1

Recruitment and selection processes are fully compliant with Keeping Children Safe in Education Part Three and Teaching Regulation Agency (TRA) guidelines. 

Red

There is limited oversight over the recruitment and selection processes. Governance and senior leadership have not read the most recent versions of statutory guidance and have not reviewed their practice. Practice has followed previous models and processes without consideration for up-to-date requirements. 

Amber

The Designated Safeguarding Lead has ensured that the relevant members of the senior leadership team and the business manager (or equivalent) has appropriate levels of training. The headteacher/principal including the governor completes annual audits of the relevant recruitment and selection processes to ensure compliance with statutory guidance. 

Green

In addition to the conditions in the AMBER: Those responsible for recruitment have completed safer recruitment training certified by a company that makes up the Safer Recruitment Practice Consortium. Training is reviewed every three years. 

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Ref 3.2

The setting has robust measures to conduct pre-employment checks and ensures appropriate record keeping around these checks in a Single Central Record (or equivalent)

Red The setting does not record appropriate checks securely in one place.
Amber

The setting does record appropriate checks about all staff, including prohibition from teaching checks for any staff undertaking teaching activity, and volunteers and these are held centrally and securely. There are no gaps within the record. There are tabs on the record that evidence appropriate checks for; teaching staff, support staff, volunteers, contractors, visitors, governors, proprietors, trustees, agency, or supply staff.

Green

The setting records all appropriate checks about all staff and volunteers centrally and securely. Where checks have not yet been obtained there are risk assessments in place to cover the interim period. The record is checked and signed off by the headteacher (or equivalent) and governance at least termly and evidence of this is recorded. Any deficits are addressed promptly.

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Keeping children safe in education - GOV.UK  (Part 3)

Ref 3.3 The setting has appropriate safeguarding measures and checks when commissioning services from other agencies.
Red The setting is not conducting their own checks on the commissioned service (i.e., ensuring appropriate checks have been made prior to employment).
Amber

The setting conducts some checks but may rely on others to have conducted some checks on their behalf (i.e., when commissioning a provision from the Bristol City Council Alternative Learning Provision Framework, assuming that the individual has appropriate checks because the setting is on the framework). Quality assurance visits take place on an agreed basis supported by a service level agreement. 

Green

In addition to the conditions in the AMBER: The setting has a robust system in place for requesting and recording evidence of appropriate checks. Quality assurance visits take place on site and obtain the voice of relevant staff, children, and family members). Where deficits may be identified, the setting alerts the appropriate staff as well as wider teams (i.e., When checks have not been carried out on Alternative Learning Provider staff, the setting is notified alongside the commissioning team at Bristol City Council if the setting is on the Alternative Learning Provider framework).

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Promoting Safer Working Practice

Ref 3.4 The setting has robust measures in place to ensure there is effective safer working practice which staff are aware of.
Red There is no evidence of a robust system of safer working practice. This may be identified at induction but is not revisited.
Amber

The setting does highlight safer working practice issues through annual training. The development of these processes is managed only by SLT. The setting has a system in place to effectively report and record low level concerns.

Green

In addition to the conditions in the AMBER: The setting considers safer working practice as part of safeguarding updates throughout the year. The setting involves the whole staff in the development of low-level concerns policies and processes as well as helping staff to understand their role in managing this. There are processes in place to review and respond effectively to the concerns reported, including the ability to review concerns raised to identify trends.

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Ref 3.5 The settings has effective systems to manage incidents of physical intervention. 
Red The setting has a no-physical intervention policy, or there is limited records of incidents recorded and no quality assurance around the process.
Amber

The setting has an effective behaviour policy includes procedures around the use of positive handling and restraint, detailing the circumstances in which physical intervention may be used. This is consistent with national guidance – Use of Reasonable Force in schools 2013. For Early Years providers this also includes adherence to the statutory prohibition of the use or threat of corporal punishment. The setting has adequate number of staff fully trained - but all staff receive as a minimum a briefing on de-escalation skills. Children, parents, and carers are aware of settings approach to using physical interventions.

There is a bound or numbered book (or equivalent)

  • Voice of child is reflected in recordings of incidents processes.

 A named person responsible for monitoring and signing off all incidents reported (operational) – have assured that the setting is complaint with guidance (contact with parents, follow up with child’s individual behaviour plans to reduce need for physical intervention).

Green

In addition to the conditions in the AMBER:  The setting has a separate positive handling policy. Leadership have learned from serious case reviews and senior leaders have read the ‘Reducing the need for restrictive intervention ‘2019 and have reviewed the setting’s policy and practice to ensure those children with additional needs have reasonable adjustments made. 

 A whole setting approach is undertaken around a ‘team teach’ approach or equivalent. Contextual safeguarding approaches are evidenced with location of interventions identified, assessed, and have interventions. There is evidence of the governance, senior leadership team and Designated Safeguarding Leads to identify data trends that impact on practice.

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Ref 3.6

Childminders are aware that illegal or inappropriate behaviour of staff and/or members of the same household could affect their suitability as a provider.

Red There is no awareness of what constitutes inappropriate or illegal behaviour or how to report concerns.
Amber

There is evidence that staff have been provided training on what constitutes inappropriate or illegal behaviour. There is a clear understanding of who to report any concerns to and how to do this. Reports are made in a timely way and recorded appropriately.  

Green In addition to the conditions in the AMBER: The setting reviews it's practice at least on an annual basis and ensures policy, practice and environment are updated to reflect areas of vulnerability. 
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Early years foundation stage (EYFS) statutory framework - GOV.UK

Ref 3.7

The Designated Safeguarding Lead regularly reviews and monitors the care that guardians offer in the case of residential settings. This includes the suitability of any care arrangements.

Red

There is no/ inconsistent process in place to monitor or review arrangements.

Amber

There is a consistent process in place to monitor and review arrangements by the Designated Safeguarding Lead and a member of governance. Concerns are followed up and reported to the appropriate multi-agency partners.

Green

In addition to the conditions in the AMBER: Actions are undertaken to identify themes and trends and address concerns at least on an annual basis. 

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